40 Things You Should Know to Pass HKSI Paper 6 – Regulation of Asset Management
TOPIC 1 – GENERAL REGULATORY FRAMEWORK 1. Key SFO Definitions Asset management Defined as: providing the service of either “real estate investment scheme management” or “securities or futures contracts […]
HKSI Licensing Exams Frequently Asked Questions – Updated
1. How do I enroll on an HKSI Licensing Exam? All enrollment details, as well as the procedure itself, is on the HKSI website – go to http://www.hksi.org 2. How […]
HKSI Paper 3 – Pass Rates
A regular analysis of HKSI Paper 3 pass rates to help you gauge exam difficulty HKSI Paper 3 – Pass Rates (%) 2021 2022 Change Comments January February March […]
HKSI Paper 2 – Pass Rates
A regular analysis of HKSI Paper 2 pass rates to help you gauge exam difficulty HKSI Paper 2 – Pass Rates (%) 2021 2022 Change Comments January February March April […]
Recent Updates to HKSI Paper 12 Version 3.5 Manual – Asset Management
The following updates are examinable from 1 April 2022 TOPIC 1 – OVERVIEW OF THE ASSET MANAGEMENT INDUSTRY Dates and data updated TOPIC 2 – CLIENT OBJECTIVES AND THE […]
40 Things You Should Know to Pass HKSI Paper 3 – Regulation of Derivatives
TOPIC 1 – REGULATORY FRAMEWORK 1. Definitions of Futures Contracts Under the Securities and Futures Ordinance, futures contracts are defined to include: Contracts for differences (meeting either the futures […]
40 Things You Should Know to Pass HKSI Paper 9 – Derivatives
TOPIC 1 – OVERVIEW OF THE DERIVATIVES MARKETS 1. Exchange-Traded Derivatives In recent years, the global value of exchange-traded futures contracts has grown significantly. Three features of exchange-traded markets […]
60 Things You Should Know to Pass HKSI Paper 1 – Securities and Futures Regulation
TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY 1. Philosophy and Systems of Regulation Share offers and listing matters can be referred to as merit-based or […]