Free Lectures for Paper 6 – Regulation of Asset Management

The following updates are examinable from 12 January 2026   TOPIC 1 – GENERAL REGULATORY FRAMEWORK Margin Requirements for Non-centrally Cleared OTCD Transactions Open-ended Fund Companies Transactions subject to the requirements IM (Initial Margin)/VM (Variation[…]

A regular analysis of HKSI Paper 6 pass rates to help you gauge exam difficulty   HKSI Paper 6 – Recent Pass Rates (%) 2023 2024 Change Comments January February March April May June July[…]

The following updates are examinable from 2 October 2024   TOPIC 1 – GENERAL REGULATORY FRAMEWORK   Depositary An authorised CIS is required to appoint a trustee/custodian to safeguard the scheme’s assets, ie a depositary[…]

The following updates are examinable from 1 March 2024   TOPIC 1 – GENERAL REGULATORY FRAMEWORK   Distributors and Fund Managers Engaging in Activities Related to Virtual Assets The SFC regulates the trading of virtual[…]