HKSI LE Regulatory Papers
Regulatory Papers
Paper 1
Paper 1: Fundamentals of Securities and Futures Regulation
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $5,000
- Online Questions: From HKD $880
Paper 2
Paper 2: Regulation of Securities
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $5,000
- Online Questions: From HKD $880
Paper 3
Paper 3: Regulation of Derivatives
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $5,000
- Online Questions: From HKD $880
Paper 5
Paper 5: Regulation of Corporate Finance
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $5,000
- Online Questions: From HKD $880
Paper 6
Paper 6: Regulation of Asset Management
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $5,000
- Online Questions: From HKD $880
Paper 7
Paper 7: Financial Markets
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $4,500
- Online Questions: From HKD $790
Paper 8
Paper 8: Securities
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $4,500
- Online Questions: From HKD $790
Paper 9
Paper 9: Derivatives
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: Available in 2021
- Online Questions: Available in 2021
Paper 12
Paper 12: Asset Management
- 1-to-1/Group Executive/Classroom: Prices available on request
- Remote Learning: HKD $4,500
- Online Questions: From HKD $790