HKSI LE Regulatory Papers

Regulatory Papers

Paper 1

Paper 1: Fundamentals of Securities and Futures Regulation
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: HKD $5,000
  • Online Questions: From HKD $880

Paper 2

Paper 2: Regulation of Securities
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: HKD $5,000
  • Online Questions: From HKD $880

Paper 3

Paper 3: Regulation of Derivatives
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: HKD $5,000
  • Online Questions: From HKD $880

Paper 5

Paper 5: Regulation of Corporate Finance
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: Available in 2018
  • Online Questions: Available in 2018

Paper 6

Paper 6: Regulation of Asset Management
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: HKD $5,000
  • Online Questions: From HKD $880

Paper 7

Paper 7: Financial Markets
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: HKD $4,500
  • Online Questions: From HKD $790

Paper 8

Paper 8: Securities
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: HKD $4,500
  • Online Questions: From HKD $790

Paper 9

Paper 9: Derivatives
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: Available in 2018
  • Online Questions: Available in 2018

Paper 12

Paper 12: Asset Management
  • 1-to-1/Group Executive/Classroom: Prices available on request
  • Remote Learning: Available in 2018
  • Online Questions: Available in 2018