Resources :
Resources :
TOPIC 1 – OVERVIEW OF THE ASSET MANAGEMENT INDUSTRY 1. Appeal of Hong Kong as a Fund Management Centre The influx of investment fund managers over the years highlights the appeal of Hong Kong[…]
TOPIC 1 – REGULATORY FRAMEWORK 1. Resolutions Resolutions may be passed by circularization and signing by all members except for two cases where the matter must be put to members at a general meeting[…]
1. How do I enroll on an HKSI Licensing Exam? All enrollment details, as well as the procedure itself, is on the HKSI website – go to http://www.hksi.org 2. How much does an exam cost?[…]
TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY 1. Philosophy and Systems of Regulation Share offers and listing matters can be referred to as merit-based or disclosure-based. Merit-based Regulation Objective is[…]
TOPIC 1 – OVERVIEW OF THE LEGAL AND REGULATORY STRUCTURE AND CODE OF CONDUCT 1. SFC Corporate Finance Division Administers the Codes on Takeovers and Mergers and Share Buy-backs and regulates takeovers, mergers and[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 6 Introductory Lecture Study Notes Paper 6 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture – Part 1 Topic 1 Free Lecture[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 5 lectures to follow Study Notes Paper 5 Notes – Contents Page Free Paper 1 Lectures Study Notes Topic 1 Notes – Overview of the Legal[…]
SFC CPT Anyone holding an SFC license must comply with the SFC Guidelines on CPT (Continuous Professional Training) to foster fitness and properness, as required by the SFC Fit and Proper Guidelines. A licensed representative[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 3 Introductory Lecture Study Notes Paper 3 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture Study Notes Topic 1 Notes – Regulatory[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 9 Introductory Lecture Study Notes Paper 9 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture Study Notes Topic 1 Notes – Overview[…]
