Recent Updates to HKSI Paper 2 Version 2.7 Manual – Regulation of Securities
The following updates are examinable from 20 January 2021 TOPIC 1 – REGULATORY FRAMEWORK Material updated regarding SFC Operational Divisions Corporate Finance Division: Vets listing applications alongside the SEHK […]
Recent Updates to HKSI Paper 5 Version 3.2 Manual – Regulation of Corporate Finance
The following updates are examinable from 30 December 2020 TOPIC 1 – OVERVIEW OF THE LEGAL AND REGULATORY STRUCTURE AND CODE OF CONDUCT Revision of Corporate Finance Division functions […]
Recent Updates to HKSI Paper 12 Version 3.4 Manual – Asset Management
The following updates are examinable from 1 December 2020 TOPIC 1 – OVERVIEW OF THE ASSET MANAGEMENT INDUSTRY Material added relating to Private Banking Customers, Wealth Management Connect and […]
Recent Updates to HKSI Paper 3 Version 2.7 Manual – Regulation of Derivatives
The following updates are examinable from 23 November 2020 TOPIC 1 – REGULATORY FRAMEWORK Terminology updates TOPIC 2 – LICENSING AND REGISTRATION No updates TOPIC 3 – […]
Recent Updates to HKSI Paper 1 Version 3.2 Manual– Fundamentals of Securities and Futures Regulation
The following updates are examinable from 7 November 2020 TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY No updates TOPIC 2 – PRINCIPLES OF RELEVANT […]
Recent Updates to HKSI Paper 8 Version 3.1 Manual– Securities
The following updates are examinable from 1 November 2020 TOPIC 1 – OVERVIEW OF SECURITIES INVESTMENTS Dates and data updated for the Main Board, GEM, the debt market, global […]
Recent Updates to HKSI Paper 7 Version 3.1 Manual– Financial Markets
The following updates are examinable from 1 November 2020 TOPIC 1 – THE GLOBAL FINANCIAL SYSTEM Dates and data updated for the OECD, the Asian Infrastructure Investment Bank, the […]
SFC Licensing Exams – Are Pass Rates Stabilising?
Overview Based on monthly average pass rates reported for the year-to-date, the most challenging papers continue to be Papers 1 (Fundamentals of Securities and Futures Regulation: 52.9%) and 9 […]
What Does HKSI Paper 7 on Financial Markets Actually Cover?
What Does HKSI Paper 7 on Financial Markets Actually Cover? HKSI Paper 7 aims to develop basic financial markets knowledge, with descriptions and explanations of markets, products, participants and factors […]
HKSI Paper 7 – Pass Rates
A regular analysis of HKSI Paper 7 pass rates to help you gauge exam difficulty HKSI Paper 7 – Pass Rates (%) % 2019 2020 Change Comments January February […]