Continuous Professional Training

SFC CPT

Anyone holding an SFC license must comply with the SFC Guidelines on CPT (Continuous Professional Training) to foster fitness and properness, as required by the SFC Fit and Proper Guidelines.

A licensed representative must undertake a minimum of 10 CPT hours per calendar year, regardless of the number/type of regulated activities involved.

ExecutiveKnowledge produces short entertaining documentaries covering relevant topics for CPT purposes, which are made available through Examinator.online, including 20-question assessments. Successful assessment completion, involving a score of 70% or more, secures a Certificate of Achievement providing evidence of 1 CPT hour fulfilled.

Choose a documentary to learn about its coverage and view the trailer  from the SFC CPT tab.

Leave a Reply

Your email address will not be published. Required fields are marked *

Related Stories

Recent Updates to HKSI Paper 2 Version 2.9 Manual – Regulation of Securities

The following updates are examinable from 26 October 2026   TOPIC 1 – REGULATORY FRAMEWORK Update to Companies Ordinance: Re-domiciliation Hong Kong’s re-domiciliation regime allows eligible non-Hong Kong companies to transfer their place of incorporation[…]

Recent Updates to HKSI Paper 1 Version 3.5 Manual– Fundamentals of Securities and Futures Regulation

The following updates are examinable from 30 June 2026   TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY Renaming of the Chinese Gold & Silver Exchange Society: Hong Kong Gold Exchange (HKGX)[…]

Recent Updates to HKSI Paper 7 Version 3.5 Manual – Financial Markets

The following updates are examinable from 1 March 2026   TOPIC 1 – THE GLOBAL FINANCIAL SYSTEM One more global financial system participant added: Financial Stability Board (FSB): an international body affiliated to the BIS[…]

Recent Updates to HKSI Paper 8 Version 3.6 Manual– Securities

The following updates are examinable from 1 March 2026   TOPIC 1 – OVERVIEW OF SECURITIES INVESTMENTS Material updated relating to Bond Connect: Bond Connect HKEx introduced the Northbound Trading of Bond Connect in July[…]

Recent Stories
Recent Updates to HKSI Paper 2 Version 2.9 Manual – Regulation of Securities
Recent Updates to HKSI Paper 1 Version 3.5 Manual– Fundamentals of Securities and Futures Regulation
Recent Updates to HKSI Paper 7 Version 3.5 Manual – Financial Markets
Recent Updates to HKSI Paper 8 Version 3.6 Manual– Securities
Recent Updates to HKSI Paper 6 Version 2.7 Manual – Regulation of Asset Management