Resources :
Resources :
The following updates are examinable from 30 December 2020 TOPIC 1 – OVERVIEW OF THE LEGAL AND REGULATORY STRUCTURE AND CODE OF CONDUCT Revision of Corporate Finance Division functions Corporate Finance Division (important for[…]
The following updates are examinable from 1 December 2020 TOPIC 1 – OVERVIEW OF THE ASSET MANAGEMENT INDUSTRY Material added relating to Private Banking Customers, Wealth Management Connect and Credit Rating Agencies Private Banking[…]
The following updates are examinable from 23 November 2020 TOPIC 1 – REGULATORY FRAMEWORK Terminology updates TOPIC 2 – LICENSING AND REGISTRATION No updates TOPIC 3 – CLIENT SECURITIES AND MONEY No updates TOPIC[…]
Overview Based on monthly average pass rates reported for the year-to-date, the most challenging papers continue to be Papers 1 (Fundamentals of Securities and Futures Regulation: 52.9%) and 9 (Derivatives: 54.6%), however Paper 2[…]
What Does HKSI Paper 7 on Financial Markets Actually Cover? HKSI Paper 7 aims to develop basic financial markets knowledge, with descriptions and explanations of markets, products, participants and factors that affect financial markets. There[…]
TOPIC 1 – THE GLOBAL FINANCIAL SYSTEM 1. Participants in the Global Financial System As well as a variety of commercial participants, the global financial system includes the following supranational organizations and multilateral agencies[…]
TOPIC 1 – OVERVIEW OF SECURITIES INVESTMENTS 1. International Indices Some widely used international indices are covered below FTSE Indices The most common FTSE index is the FTSE 100, which tracks the performance of the[…]
Free Lectures Study Notes Free Paper 1 Lectures HKSI Paper 8 – Rights Issues Study Notes Paper 8 Rights Issues Slides Free Paper 1 Lectures HKSI Paper 8 – Bonus Issues Study Notes Paper 8[…]
Free Lectures Study Notes Free Paper 1 Lectures HKSI Paper 1 – Supervision of Regulated Activities Study Notes Paper 1 Supervision of Regulated Activities Slides Free Paper 1 Lectures HKSI Paper 1 – Exchanges and[…]
Free Lectures Study Notes Free Paper 1 Lectures HKSI Paper 7 – Rights Issues Study Notes Paper 7 Rights Issues Slides Free Paper 1 Lectures HKSI Paper 7 – Bonus Issues Study Notes Paper 7[…]
