Resources :
Resources :
Free Lectures Study Notes Free Paper 1 Lectures Paper 12 Introductory Lecture Study Notes Paper 12 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture – Part 1 Topic 1 Free Lecture[…]
The following updates are examinable from 1 November 2024 TOPIC 1 – OVERVIEW OF THE ASSET MANAGEMENT INDUSTRY Material added regarding potential for future growth of asset management in Hong Kong: The Qualified Domestic[…]
The following updates are examinable from 2 October 2024 TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY Number of IOSCO members has increased from 230 (Jan 2023) to 240 (June 2024)[…]
The following updates are examinable from 2 October 2024 TOPIC 1 – GENERAL REGULATORY FRAMEWORK Depositary An authorised CIS is required to appoint a trustee/custodian to safeguard the scheme’s assets, ie a depositary[…]
The following updates are examinable from 2 October 2024 TOPIC 1 – REGULATORY FRAMEWORK The number of regulated activities is now 13: The Thirteen SFC-regulated Activities 1. Dealing in securities 2. Dealing in futures[…]
The following updates are examinable from 1 March 2024 TOPIC 1 – GENERAL REGULATORY FRAMEWORK Distributors and Fund Managers Engaging in Activities Related to Virtual Assets The SFC regulates the trading of virtual[…]
The following updates are examinable from 1 March 2024 TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY Minor updates to reflect changes in AMLO and recognition of Virtual Asset Exchanges TOPIC[…]
The following updates are examinable from 29 November 2023 TOPIC 1 – REGULATORY FRAMEWORK Material updated regarding Continuous Professional Training A licensed representative or relevant individual must complete 10 CPT hours per calendar year,[…]
The following updates are examinable from 1 June 2023 TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY Minor updates to Financial Secretary responsibilities Update of number of IOSCO members TOPIC 2[…]
The following updates are examinable from 1 April 2023 TOPIC 1 – OVERVIEW OF SECURITIES INVESTMENTS Dates and data updated for the Main Board, GEM, the debt market, global securities market and Hong Kong[…]
