Bits and Bytes for HKSI Paper 1 – Fundamentals of Securities and Futures Regulation

TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY   1. Philosophy and Systems of Regulation Share offers and listing matters can be referred to as merit-based or disclosure-based. Merit-based Regulation Objective is[…]

A regular analysis of HKSI Paper 1 pass rates to help you gauge exam difficulty   HKSI Paper 1 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]

Free Lectures Study Notes Free Paper 1 Lectures Paper 1 Introductory Lecture Study Notes Paper 1 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture Study Notes Topic 1 Notes – Regulatory[…]

The following updates are examinable from 2 October 2024   TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY Number of IOSCO members has increased from 230 (Jan 2023) to 240 (June 2024)[…]