HKSI Paper 5 – Pass Rates

A regular analysis of HKSI Paper 5 pass rates to help you gauge exam difficulty   HKSI Paper 5 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]

HKSI Paper 1 – Pass Rates

A regular analysis of HKSI Paper 1 pass rates to help you gauge exam difficulty   HKSI Paper 1 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]

HKSI Paper 2 – Pass Rates

A regular analysis of HKSI Paper 2 pass rates to help you gauge exam difficulty HKSI Paper 2 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August September[…]

HKSI Paper 3 – Pass Rates

A regular analysis of HKSI Paper 3 pass rates to help you gauge exam difficulty   HKSI Paper 3 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]

Free Lectures for Paper 2 – Regulation of Securities

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Free Lectures for Paper 1 – Fundamentals of Securities and Futures Regulation

Free Lectures Study Notes Free Paper 1 Lectures Paper 1 Introductory Lecture Study Notes Paper 1 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture Study Notes Topic 1 Notes – Regulatory[…]

Free Lectures for Paper 12 – Asset Management

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Recent Updates to HKSI Paper 1 Version 3.4.2 Manual– Fundamentals of Securities and Futures Regulation

The following updates are examinable from 2 October 2024   TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY Number of IOSCO members has increased from 230 (Jan 2023) to 240 (June 2024)[…]

Recent Updates to HKSI Paper 6 Version 2.6.2 Manual – Regulation of Asset Management

The following updates are examinable from 2 October 2024   TOPIC 1 – GENERAL REGULATORY FRAMEWORK   Depositary An authorised CIS is required to appoint a trustee/custodian to safeguard the scheme’s assets, ie a depositary[…]

Recent Updates to HKSI Paper 2 Version 2.8.1 Manual – Regulation of Securities

The following updates are examinable from 2 October 2024   TOPIC 1 – REGULATORY FRAMEWORK The number of regulated activities is now 13: The Thirteen SFC-regulated Activities 1. Dealing in securities 2. Dealing in futures[…]

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