A regular analysis of HKSI Paper 1 pass rates to help you gauge exam difficulty HKSI Paper 1 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]
A regular analysis of HKSI Paper 2 pass rates to help you gauge exam difficulty HKSI Paper 2 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August September[…]
A regular analysis of HKSI Paper 3 pass rates to help you gauge exam difficulty HKSI Paper 3 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 2 Introductory Lecture Study Notes Paper 2 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture – Part 1 Topic 1 Free Lecture[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 1 Introductory Lecture Study Notes Paper 1 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture Study Notes Topic 1 Notes – Regulatory[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 12 Introductory Lecture Study Notes Paper 12 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture – Part 1 Topic 1 Free Lecture[…]
The following updates are examinable from 2 October 2024 TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY Number of IOSCO members has increased from 230 (Jan 2023) to 240 (June 2024)[…]
The following updates are examinable from 2 October 2024 TOPIC 1 – GENERAL REGULATORY FRAMEWORK Depositary An authorised CIS is required to appoint a trustee/custodian to safeguard the scheme’s assets, ie a depositary[…]
The following updates are examinable from 2 October 2024 TOPIC 1 – REGULATORY FRAMEWORK The number of regulated activities is now 13: The Thirteen SFC-regulated Activities 1. Dealing in securities 2. Dealing in futures[…]
The following updates are examinable from 1 March 2024 TOPIC 1 – GENERAL REGULATORY FRAMEWORK Distributors and Fund Managers Engaging in Activities Related to Virtual Assets The SFC regulates the trading of virtual[…]