Free Lectures for Paper 3 – Regulation of Derivatives

A regular analysis of HKSI Paper 3 pass rates to help you gauge exam difficulty   HKSI Paper 3 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]

TOPIC 1 – REGULATORY FRAMEWORK   1. Definitions of Futures Contracts Under the Securities and Futures Ordinance, futures contracts are defined to include: Contracts for differences (meeting either the futures contract or options on futures[…]

The following updates are examinable from 23 November 2020   TOPIC 1 – REGULATORY FRAMEWORK Terminology updates TOPIC 2 – LICENSING AND REGISTRATION No updates TOPIC 3 – CLIENT SECURITIES AND MONEY No updates TOPIC[…]