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Free Lectures for Paper 2 – Regulation of Securities

By ExecutiveKnowledge
March 31, 2020

Free Lectures

Study Notes

Free Paper 1 Lectures

  • Paper 2 Introductory Lecture

Study Notes

  • Paper 2 Notes - Contents Page

Free Paper 1 Lectures

  • Topic 1 Free Lecture - Part 1
  • Topic 1 Free Lecture - Part 2

Study Notes

  • Topic 1 Notes - Regulatory Framework

Free Paper 1 Lectures

  • Topic 2 Free Lecture - Part 1
  • Topic 2 Free Lecture - Part 2

Study Notes

  • Topic 2 Notes - Relevant Statutory and Related Requirements

Free Paper 1 Lectures

  • Topic 3 Free Lecture - Part 1
  • Topic 3 Free Lecture - Part 2

Study Notes

  • Topic 3 Notes - Management and Supervision of Securities Businesses

Free Paper 1 Lectures

  • Topic 4 Free Lecture - Part 1
  • Topic 4 Free Lecture - Part 2

Study Notes

  • Topic 4 Notes - Dealing in Securities Traded on the Stock Exchange of Hong Kong

Free Paper 1 Lectures

  • Topic 5 Free Lecture - Part 1
  • Topic 5 Free Lecture - Part 2

Study Notes

  • Topic 5 Notes - Other Securities Activities

Free Paper 1 Lectures

  • Topic 6 Free Lecture - Part 1
  • Topic 6 Free Lecture - Part 2

Study Notes

  • Topic 6 Notes - Options and OTC Derivatives

Free Paper 1 Lectures

  • Topic 7 Free Lecture - Part 1

Study Notes

  • Topic 7 Notes - Market Misconduct and Offences

Free Paper 1 Lectures

Study Notes

Free Paper 1 Lectures

Study Notes

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