Resources :
Resources :
TOPIC 1 – REGULATORY OVERVIEW OF THE HONG KONG FINANCIAL INDUSTRY 1. Philosophy and Systems of Regulation Share offers and listing matters can be referred to as merit-based or disclosure-based. Merit-based Regulation Objective is[…]
TOPIC 1 – OVERVIEW OF THE LEGAL AND REGULATORY STRUCTURE AND CODE OF CONDUCT 1. SFC Corporate Finance Division Administers the Codes on Takeovers and Mergers and Share Buy-backs and regulates takeovers, mergers and[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 6 Introductory Lecture Study Notes Paper 6 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture – Part 1 Topic 1 Free Lecture[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 5 lectures to follow Study Notes Paper 5 Notes – Contents Page Free Paper 1 Lectures Study Notes Topic 1 Notes – Overview of the Legal[…]
SFC CPT Anyone holding an SFC license must comply with the SFC Guidelines on CPT (Continuous Professional Training) to foster fitness and properness, as required by the SFC Fit and Proper Guidelines. A licensed representative[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 3 Introductory Lecture Study Notes Paper 3 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture Study Notes Topic 1 Notes – Regulatory[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 9 Introductory Lecture Study Notes Paper 9 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture Study Notes Topic 1 Notes – Overview[…]
A regular analysis of HKSI Paper 9 pass rates to help you gauge exam difficulty HKSI Paper 9 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]
A regular analysis of HKSI Paper 12 pass rates to help you gauge exam difficulty HKSI Paper 12 – Pass Rates (%) 2023 2024 Change Comments January February March April May June July August[…]
Free Lectures Study Notes Free Paper 1 Lectures Paper 8 Introductory Lecture Study Notes Paper 8 Notes – Contents Page Free Paper 1 Lectures Topic 1 Free Lecture – Part 1 Topic 1 Free Lecture[…]
