SFC Licensing Exams – Are Pass Rates Stabilising?

  Overview Based on monthly average pass rates reported for the year-to-date, the most challenging papers continue to be Papers 1 (Fundamentals of Securities and Futures Regulation: 52.9%) and 9 (Derivatives: 54.6%), however Paper 2[…]

What Does HKSI Paper 7 on Financial Markets Actually Cover?

What Does HKSI Paper 7 on Financial Markets Actually Cover? HKSI Paper 7 aims to develop basic financial markets knowledge, with descriptions and explanations of markets, products, participants and factors that affect financial markets. There[…]

60 Things You Should Know to Pass HKSI Paper 7 – Financial Markets

TOPIC 1 – THE GLOBAL FINANCIAL SYSTEM   1. Participants in the Global Financial System As well as a variety of commercial participants, the global financial system includes the following supranational organizations and multilateral agencies[…]

40 Things You Should Know to Pass HKSI Paper 8 – Securities

TOPIC 1 – OVERVIEW OF SECURITIES INVESTMENTS 1. International Indices Some widely used international indices are covered below FTSE Indices The most common FTSE index is the FTSE 100, which tracks the performance of the[…]

Bits and Bytes for HKSI Paper 8 – Securities

Free Lectures Study Notes Free Paper 1 Lectures HKSI Paper 8 – Rights Issues Study Notes Paper 8 Rights Issues Slides Free Paper 1 Lectures HKSI Paper 8 – Bonus Issues Study Notes Paper 8[…]

Bits and Bytes for HKSI Paper 1 – Fundamentals of Securities and Futures Regulation

Free Lectures Study Notes Free Paper 1 Lectures HKSI Paper 1 – Supervision of Regulated Activities Study Notes Paper 1 Supervision of Regulated Activities Slides Free Paper 1 Lectures HKSI Paper 1 – Exchanges and[…]

Bits and Bytes for HKSI Paper 7 – Financial Markets

Free Lectures Study Notes Free Paper 1 Lectures HKSI Paper 7 – Rights Issues Study Notes Paper 7 Rights Issues Slides Free Paper 1 Lectures HKSI Paper 7 – Bonus Issues Study Notes Paper 7[…]

SFC Licensing Exams – Pass Rates Continue to be Come Under Pressure

  Overview Based on monthly average pass rates reported for the year-to-date, the most challenging papers continue to be Papers 1 (Fundamentals of Securities and Futures Regulation: 51.9%) and 9 (Derivatives: 46.8%), however Paper 2[…]

SFC Licensing Exams – Pressure on Pass Rates for Popular Papers

  Overview Based on monthly average pass rates reported for the year-to-date, the most challenging papers continue to be Papers 1 (Fundamentals of Securities and Futures Regulation: 52.2%) and 9 (Derivatives: 47.2%), however Paper 6[…]

40 Things You Should Know to Pass HKSI Paper 2 – Regulation of Securities

TOPIC 1 – REGULATORY FRAMEWORK   1. Resolutions Resolutions may be passed by circularization and signing by all members except for two cases where the matter must be put to members at a general meeting[…]

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